This online course explains three key compliance areas: sham litigation, large-volume litigation funding and third-party managed accounts (TPMAs). The course explains how practitioners can mitigate the risk of non-compliance in these areas while providing excellent client care.
This online course explains the essential considerations in preparing a matter risk assessment that complies to regulatory obligations. The course covers risk assessment, including risk weighting and when to escalate a risk.
This online classroom will outline the scope and application of the EU AI Act, including the Act’s compliance requirements, its legal and ethical implications, and the associated enforcement mechanisms and penalties.
Aimed at in-house counsel and professionals responsible for supporting businesses with compliance, this course provides a framework for how a business can tackle potential and/or actual modern slavery issues in its supply chain.
This module will explore the SRA’s guidance entitled ‘Warning Notice: Strategic Lawsuits against Public Participation (SLAPPs)’ and further explore how solicitors and firms are expected to comply with their duties in this area.
This online classroom focuses on Suspicious Activity Reports. The session will be followed by a Q&A with the speaker.
This sanctions compliance training covers the following: what are sanctions, what to do if your client becomes sanctioned, and how to ensure effective compliance.
This course will be relevant to lawyers working in small sized firms, sole practitioners or to those responsible for managing a law firm’s practice wanting to improve their understanding of how a robust file review system is an essential tool in management of risk.
This microlearning module examines the importance of file reviews, including their benefits, characteristics and limiting factors.
This module will help you understand the SRA’s ethical principles relating to client care and how you can comply with your professional conduct obligations.
This course will explore what risk is, how it is measured, and how to deliver an effectively structured and planned response to fraud risk management.
This microlearning module examines what supervision is and why it is so critical.
This discounted bundle includes five microlearning modules that cover everything you need to support your learning on a range of key topics.
This exam preparation package has been developed to support you in preparing for the examination for the Risk and Compliance (Foundation) Accreditation scheme.